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RM

Riley J. Murphy

GLENDALE SECURITIES
Sherman Oaks, CA 91403
Some features on this profile are disabled
CRD#: 7972702
RM

Professional summary

Riley James Murphy is a registered financial professional currently at GLENDALE SECURITIES, INC. located in Sherman Oaks, California.

Riley is registered as a RR (Registered Representative) and started their career in finance in 2026. Riley has worked at 1 firm and has passed the Series 57TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Riley James Murphy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 10, 2026 - Present

GLENDALE SECURITIES, INC.

Office #1: 15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403
BD
CRD#: 123649
Sherman Oaks, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 2/10/2026
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 12/8/2025
Securities Industry Essentials Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

GS
GLENDALE SECURITIES, INC.
GLENDALE SECURITIES, INC.

CRD#: 123649 / SEC#: , 8-65604

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403
Mailing Address
15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403
Phone number
(818) 907-1505
Established
California since 08/19/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BARBER, RICHARD WRIGHTSHAREHOLDER1298800
CASTILLO, GEORGE ALBERTOPRESIDENT, PRINCIPAL1936486
FLESCHE, PAUL ERICFINOP, CCO, PRINCIPAL, ROSFP, CFO, POO, PFO3277904
ABADIN, JOSE MIGUELSHAREHOLDER1273345
ROWE, CHRISTOPHER MICHAELAML COMPLIANCE OFFICER5562884
SHEN, QIUFANGSHAREHOLDER3158926

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLENDALE SECURITIES, INC.

CRD#: 123649Sherman Oaks, CA 91403

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