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KD

Konstantinos D. Douvartzidis

KIPPSDESANTO & COMPANY
Mclean, VA 22102
Some features on this profile are disabled
CRD#: 7970469
KD

Professional summary

Konstantinos Dino Douvartzidis, who also goes by Konstantinos Douvartzidis, is a registered financial professional currently at KIPPSDESANTO & COMPANY located in Mclean, Virginia and CAPITAL ONE SECURITIES, INC. located in Mclean, Virginia.

Konstantinos is registered as a RR (Registered Representative) and started their career in finance in 2024. Konstantinos has worked at 3 firms and has passed the Series 99TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Konstantinos Douvartzidis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Konstantinos Dino Douvartzidis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 28, 2024 - Present

KIPPSDESANTO & COMPANY

Office #1: 1675 Capital One Dr. Suite 1200, Mclean, VA 22102
BD
CRD#: 45763
Mclean, VA
Current

October 28, 2024 - Present

CAPITAL ONE SECURITIES, INC.

Office #1: 1680 Capital One Drive, Mclean, VA 22102
BD
CRD#: 44158
Mclean, VA
Current

October 28, 2024 - Present

TRIPLETREE, LLC

Office #1: 299 Park Avenue 14th Floor, New York, NY 10171
BD
CRD#: 42820
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 10/28/2024
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/28/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TL
TRIPLETREE, LLC
CHERRY TREE & CO., LLC | TRIPLETREE, LLC

CRD#: 42820 / SEC#: , 8-50015

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
8200 Normandale Lake Blvd 7th Floor, Bloomington, MN 55437
Mailing Address
8200 Normandale Lake Blvd 7th Floor, Bloomington, MN 55437
Phone number
(952) 223-8400
Established
Minnesota since 01/13/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL ONE, N.A.SHAREHOLDER
HALPRIN, GABRIELLE BAILLEUXCHIEF FINANCIAL OFFICER/FINOP5087341
MULLIGAN, ROBERTCHIEF COMPLIANCE OFFICER1584973
ROER, PATRICIA LANGDIRECTOR3157205
ROTH, JUSTIN JPRESIDENT/HEAD OF INVESTMENT BANKING6886704
TULIP, STEVEN ANDREWDIRECTOR2540149

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRIPLETREE, LLC

CRD#: 42820Mclean, VA 22102

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