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EV

Eric C. Vogt

LAZEAR CAPITAL SECURITIES
Tampa, FL 33611
Some features on this profile are disabled
CRD#: 7970374
EV

Professional summary

Eric Clark Vogt is a registered financial professional currently at LAZEAR CAPITAL SECURITIES, LLC located in Tampa, Florida.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2024. Eric has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Clark Vogt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 3, 2024 - Present

LAZEAR CAPITAL SECURITIES, LLC

Office #1: 4006 S. Macdill Avenue Suite F, Tampa, FL 33611
BD
CRD#: 298578
Tampa, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(11/6/2024)
RR
Ohio
(11/7/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 11/5/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 10/3/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/13/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

LC
LAZEAR CAPITAL SECURITIES, LLC
LAZEAR CAPITAL SECURITIES, LLC

CRD#: 298578 / SEC#: , 8-70203

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
401 N. Front Street Suite 250, Columbus, OH 43215
Mailing Address
401 N. Front Street Suite 250, Columbus, OH 43215
Phone number
(614) 832-8410
Established
Ohio since 07/17/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BCL HOLDING CORPORATIONOWNER
MRM HOLDINGS, INC.OWNER
SANDOVER CAPITAL, LTD.OWNER
BEATON, DANIEL STEWARTFINOP, PFO, POO4240769
GRIFFITH, ANN MARGARETCHIEF COMPLIANCE OFFICER2936554
PAZARENTZOS, DEMETRIOS ELIASCEO AND DESIGNATED PRINCIPAL7582856

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LAZEAR CAPITAL SECURITIES, LLC

CRD#: 298578Tampa, FL 33611

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