Matthew R. Warden

QUIVIRA ADVISORS

DALLAS, TX

Some features on this profile are disabled

CRD#: 7968726

Professional summary

Matthew Robert Warden, who also goes by Matt Warden, Matthew Warden, is a registered financial advisor currently at QUIVIRA ADVISORS, LLC located in Dallas, Texas.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Matthew has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Warden | Matthew Warden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Quivira LLC; Not Investment Related; Dallas, TX; Holding Company; Managing Member; Started 08/2021; Approximately 40 hours spent per month; Approximately 5 hours per month spent during securities trading hours. 2. AT&T, Inc.; Not Investment Related; Dallas, TX; Telecommunications; Lead Product Technology; Approximately 160 hours per month spent; Approximately 130 hours per month spent during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Robert Warden's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2024 - Present

QUIVIRA ADVISORS, LLC

RIA

CRD#: 332457

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/2/2025)

IAR

Texas
(12/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/2023

Uniform Investment Adviser Law Examination

Current Firm

QUIVIRA ADVISORS, LLC

CRD#: 332457 / SEC#:

California

Registered Investment Advisory firm - (1/1/2025 Approved)

Texas

Registered Investment Advisory firm - (12/6/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Richardson, TX

Mailing Address

Phone number

(424) 400-1009

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew R. Warden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Robert Warden's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUIVIRA ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/2023

Current Firm

QUIVIRA ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

QUIVIRA ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors