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EH

Ethan N. Harrison

CSCA CAPITAL ADVISORS
New York, NY 10022
Some features on this profile are disabled
CRD#: 7967782
EH

Professional summary

Ethan Neal Harrison is a registered financial professional currently at CSCA CAPITAL ADVISORS, LLC located in New York, New York.

Ethan is registered as a RR (Registered Representative) and started their career in finance in 2024. Ethan has worked at 2 firms and has passed the Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ethan Neal Harrison's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 4, 2025 - Present

CSCA CAPITAL ADVISORS, LLC

Office #1: 300 Park Avenue Studio Suite 203, New York, NY 10022
BD
CRD#: 47100
New York, NY
Past

August 29, 2024 - March 30, 2025

PCE INVESTMENT BANKERS, INC.

BD
CRD#: 45352
Ridgewood, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 8/28/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/18/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CSCA CAPITAL ADVISORS, LLC
COHEN & STEERS CAPITAL ADVISORS, LLC | CSCA CAPITAL ADVISORS, LLC

CRD#: 47100 / SEC#: , 8-51671

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
300 Park Avenue Studio Suite 203, New York, NY 10022
Mailing Address
300 Park Avenue Studio Suite 203, New York, NY 10022
Phone number
(212) 446-9177
Established
Delaware since 03/04/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CS CAPITAL ADVISORS, LLCSHAREHOLDER
CALECA, DAVIDSENIOR DIRECTOR, BOARD MEMBER, MANAGING DIRECTOR2801048
DEMARVAL, LAURENT XAVIERMANAGING DIRECTOR, COMPLIANCE OFFICER, BOARD MEMBER2581213
FALKOWSKI, CHRISTOPHER HARRISMANAGING DIRECTOR, BOARD MEMBER4729016
PICKETTE, PETER EDWARDMANAGING DIRECTOR, BOARD MEMBER2727093
RAZOOK, BRADLEY GEORGEPRESIDENT, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, BOARD MEMBER1170563
ROCHE, PASCALFINOP AND CFO5920968
VORDERIS, PAUL CHARLESMANAGING DIRECTOR, BOARD MEMBER4925073

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CSCA CAPITAL ADVISORS, LLC

CRD#: 47100New York, NY 10022

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