SB
Sara L. Becker
OMEGA CAPITAL MANAGEMENT LLC
NEW ALBANY, OH 43054
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CRD#: 7967469
SB
Professional summary
Sara Lisa Becker is a registered financial advisor currently at OMEGA CAPITAL MANAGEMENT LLC located in New Albany, Ohio.
Sara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Sara has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Other Business Name: The New Albany CPA Co. 2.Investment Related? No 3.Address of Other Business: 7775 Walton Pkwy., Suite 100, New Albany, OH 43054 4.Nature of Other Business: Accounting and Tax Services 5.Position/Title/Relationship with Other Business: President 6.Start Date: 1/1/2017 7.Hours Per Month: 30 8.Market Hours Per Month: 1-2 9.Duties Related to Other Business: Bookkeeping, Payroll, Filing Annual Reports, Calculating Estimated Income and Net Profit Payments, Filing Individual and Business Annual Tax Returns
CRS (Client Relationship Summary) - RIA
Click below to view Sara Lisa Becker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2024 - Present
OMEGA CAPITAL MANAGEMENT LLC
Office #1: 7775 Walton Pkwy Suite 100, New Albany, OH 43054RIA
CRD#: 332533
NEW ALBANY, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(9/3/2024)
Current Firm
OC
OMEGA CAPITAL MANAGEMENT LLC
OMEGA CAPITAL MANAGEMENT LLC
CRD#: 332533 / SEC#:
Ohio
Registered Investment Advisory firm - (9/3/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7775 Walton Pkwy Suite 100, New Albany, OH 43054
Mailing Address
Phone number
(614) 721-4534
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 650,426 |
Red Flags
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