AS
Alex E. Silva Artola
MDB CAPITAL
Managua,
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CRD#: 7966504
AS
Professional summary
Alex Emmanuel Silva Artola is a registered financial professional currently at MDB CAPITAL .
Alex is registered as a RR (Registered Representative) and started their career in finance in 2024. Alex has worked at 1 firm and has passed the Series 7TO, Series 99TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alex Emmanuel Silva Artola's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2024 - Present
MDB CAPITAL
Office #1: De La Embajada De Mexico 1 Cuardra Arriba Casa Esquinera #100, ManaguaBD
CRD#: 42677
Managua,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 11/15/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 9/18/2024
Operations Professional ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
MC
MDB CAPITAL
MARSHALL MERCHANT GROUP, LLC | PUBLIC VENTURES, LLC | MDB CAPITAL GROUP LLC | MDB CAPITAL
CRD#: 42677 / SEC#: , 8-49951
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
14135 Midway Road, Suite G-150, Addison, TX 75001
Mailing Address
14135 Midway Road, Suite G-150, Addison, TX 75001
Phone number
(945) 262-9010
Established
California since 12/26/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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