Alex Ray S Zapanta Jr.
Professional Summary
Alex Ray S Zapanta JR., who also goes by Alex Ray S Zapanta, is a registered financial advisor currently at MDB CAPITAL located in Addison, Texas. Alex Ray is registered as a RR (Registered Representative) and started their career in finance in 2008. Alex Ray has worked at 1 firm and has passed the Series 66, Series 99TO, Series 79TO, Series 57TO, SIE, Series 55, Series 7, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alex Ray S Zapanta
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
MARSHALL MERCHANT GROUP, LLC | PUBLIC VENTURES, LLC | MDB CAPITAL GROUP LLC | MDB CAPITAL
Contact Information
Main Address
14135 Midway Road, Suite G-150, Addison, TX 75001Mailing Address
14135 Midway Road, Suite G-150, Addison, TX 75001Phone Number
(945) 262-9010Established
California since 12/26/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/6/2024)
(4/15/2024)
(11/28/2012)
(6/12/2018)
(4/12/2010)
(6/12/2018)
(6/12/2018)
(4/22/2020)
(6/25/2024)
(6/12/2018)
(6/12/2018)
(4/15/2024)
(6/12/2018)
(11/28/2012)
(6/12/2018)
(3/26/2024)
(6/12/2018)
(6/12/2018)
(6/12/2018)
(4/9/2024)
(6/12/2018)
(6/12/2018)
(6/12/2018)
(6/12/2018)
(3/26/2024)
(6/3/2024)
(5/6/2022)
(6/12/2018)
(6/12/2018)
(5/14/2024)
(6/12/2018)
(5/17/2024)
(6/12/2018)
(10/9/2018)
(4/4/2024)
(6/21/2020)
(3/21/2024)
(6/12/2018)
(6/12/2018)
(3/26/2024)
(6/12/2018)
(3/27/2024)
(7/20/2018)
(3/24/2016)
(6/12/2018)
(4/15/2024)
(6/12/2018)
(6/12/2018)
(4/22/2024)
(6/12/2018)
(4/10/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Sep 2010SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Alex Ray S Zapanta JR.'s CRS (Customer Relationship Summary).
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