FR
Fabian W. Roshardt
IMC SECURITIES LLC
Amsterdam, 1081 KL
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CRD#: 7965350
FR
Professional summary
Fabian Werner Roshardt is a registered financial professional currently at IMC SECURITIES LLC .
Fabian is registered as a RR (Registered Representative) and started their career in finance in 2025. Fabian has worked at 1 firm and has passed the Series 57TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Fabian Werner Roshardt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2025 - Present
IMC SECURITIES LLC
Office #1: Amstelveenseweg 500, Amsterdam 1081 KLBD
CRD#: 144874
Amsterdam,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 57TO
Date: 1/8/2025
Securities Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
Current Firm
IS
IMC SECURITIES LLC
CARDINAL CAPITAL MANAGEMENT LLC | IMC SECURITIES LLC
CRD#: 144874 / SEC#: , 8-67680
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
233 South Wacker Drive #4300, Chicago, IL 60606
Mailing Address
233 South Wacker Drive #4300, Chicago, IL 60606
Phone number
(312) 244-3300
Established
Illinois since 05/23/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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