Dalton D. Smith

EVIDENCE WEALTH

Bryan, TX 77802

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CRD#: 7962161

Professional summary

Dalton Dwayne Smith, who also goes by Dalton D Smith, is a registered financial advisor currently at EVIDENCE WEALTH, LLC located in Bryan, Texas.

Dalton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Dalton has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dalton D Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dalton Dwayne Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2024 - Present

EVIDENCE WEALTH, LLC

Office #1: 3851 Corporate Center Drive Suite 111, Bryan, TX 77802

RIA

CRD#: 314767

Bryan, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/2024

Uniform Investment Adviser Law Examination

Current Firm

EVIDENCE WEALTH, LLC

CRD#: 314767 / SEC#:

Texas

Registered Investment Advisory firm - (7/29/2021 Approved)

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Contact information

Main Address

3851 Corporate Center Drive Suite 111, Bryan, TX 77802

Mailing Address

1500 Earl Rudder Freeway, South, College Station, TX 77840

Phone number

(979) 690-9406

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	206
AUM (Assets Under Management)	$ 41,919,826

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dalton D. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dalton Dwayne Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

EVIDENCE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/2024

Current Firm

EVIDENCE WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EVIDENCE WEALTH, LLC

TRUST BUT VERIFY

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