RS
Rosario Scappaticci
RED SEVEN
ESCONDIDO, CA 92025
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CRD#: 7960135
RS
Professional summary
Rosario Scappaticci is a registered financial advisor currently at RED SEVEN located in Escondido, California.
Rosario is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Rosario has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Rosario Scappaticci's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2024 - Present
RED SEVEN
Office #1: 960 Canterbury Place Suite 210, Escondido, CA 92025RIA
CRD#: 168542
ESCONDIDO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(5/2/2025)
IAR
California(9/3/2024)
Current Firm
RS
RED SEVEN
RED SEVEN | RICHARDSON JR., JOHN E
CRD#: 168542 / SEC#:
Arizona
Registered Investment Advisory firm - (5/2/2025 Approved)California
Registered Investment Advisory firm - (10/15/2013 Approved)Montana
Registered Investment Advisory firm - (6/4/2024 Approved)Texas
Registered Investment Advisory firm - (12/7/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
960 Canterbury Place Suite 210, Escondido, CA 92025
Mailing Address
Phone number
(760) 705-3520
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 708 |
| AUM (Assets Under Management) | $ 83,638,000 |
Red Flags
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