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TA

Thomas Arch

ARCH GLOBAL ADVISORS
NEW YORK, NY 10016
Some features on this profile are disabled
CRD#: 7959723
TA

Professional summary

Thomas Arch is a registered financial advisor currently at ARCH GLOBAL ADVISORS, LLC located in New York, New York and LPL FINANCIAL LLC located in New York, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Thomas has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Arch's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 18, 2025 - Present

ARCH GLOBAL ADVISORS, LLC

Office #1: 215 Lexington Avenue Suite 17b, New York, NY 10016
RIA
CRD#: 297397
NEW YORK, NY
Current

December 4, 2025 - Present

LPL FINANCIAL LLC

Office #1: 215 Lexington Avenue Suite 17b, New York, NY 10016
RIA
BD
CRD#: 6413
NEW YORK, NY
Past

November 14, 2024 - April 11, 2025

LPL ENTERPRISE, LLC

RIA
CRD#: 8733
EAST BRUNSWICK, NJ
Past

November 14, 2024 - April 11, 2025

LPL ENTERPRISE, LLC

BD
CRD#: 8733
EAST BRUNSWICK, NJ
Past

November 6, 2024 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
EAST BRUNSWICK, NJ
Past

August 21, 2024 - November 14, 2024

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
EAST BRUNSWICK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AG
ARCH GLOBAL ADVISORS, LLC
ARCH GLOBAL ADVISORS, LLC | COWAN FINANCIAL GROUP

CRD#: 297397 / SEC#: 801-113519

RIA
Registered Investment Advisory firm - (7/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/4/2025)
IAR
New York
(12/18/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/4/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/21/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/18/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AG
ARCH GLOBAL ADVISORS, LLC
ARCH GLOBAL ADVISORS, LLC | COWAN FINANCIAL GROUP

CRD#: 297397 / SEC#: 801-113519

RIA
Registered Investment Advisory firm - (7/2/2018 Approved)
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Contact information

Main Address
215 Lexington Avenue Suite 17b, New York, NY 10016
Mailing Address
Phone number
(212) 991-8807
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ARCH GLOBAL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (11/18/2025)

Regulatory assets under management

Total Number of Accounts507
AUM (Assets Under Management)$ 144,750,085

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARCH GLOBAL ADVISORS, LLC

CRD#: 297397New York, NY 10016

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