John Austin Mcclellan
Professional Summary
John Austin Mcclellan is a registered financial advisor currently at TRANSACT CAPITAL SECURITIES, LLC located in Glen Allen, Virginia. John is registered as a RR (Registered Representative) and started their career in finance in 2024. John has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
2 years in the financial services industry
Current & Past Employments
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Current Firm
ALPHA OMEGA CAPITAL SECURITIES, LLC | TRANSACT CAPITAL SECURITIES, LLC | SEQUEL SECURITIES, LLC
Contact Information
Main Address
4991 Lake Brook Dr. Suite 150, Glen Allen, VA 23060Mailing Address
4991 Lake Brook Dr., Suite 150 Suite 150, Glen Allen, VA 23060Phone Number
(804) 612-7102Established
Virginia since 08/19/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
15FINRA licenses (11 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/27/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Sep 2024About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Austin Mcclellan's CRS (Customer Relationship Summary).
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