Patrick Burnham Morin
Professional Summary
Patrick Burnham Morin is a registered financial advisor currently at TRANSACT CAPITAL SECURITIES, LLC located in Glen Allen, Virginia. Patrick is registered as a RR (Registered Representative) and started their career in finance in 1992. Patrick has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
ALPHA OMEGA CAPITAL SECURITIES, LLC | TRANSACT CAPITAL SECURITIES, LLC | SEQUEL SECURITIES, LLC
Contact Information
Main Address
4991 Lake Brook Dr. Suite 150, Glen Allen, VA 23060Mailing Address
4991 Lake Brook Dr., Suite 150 Suite 150, Glen Allen, VA 23060Phone Number
(804) 612-7102Established
Virginia since 08/19/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
15FINRA licenses (11 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(3/16/2021)
(4/13/2023)
(10/21/2024)
(4/9/2023)
(1/1/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Aug 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Patrick Burnham Morin's CRS (Customer Relationship Summary).
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