Daniel L. Cox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Luke Cox, who also goes by Daniel L. Cox, Luke Cox, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2024. Daniel had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2024 - September 25, 2025
BCN FINANCIAL, INC.
July 22, 2024 - October 21, 2025
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 7/21/2024
General Securities Representative ExaminationCurrent Firm
BCN FINANCIAL, INC.
CRD#: 135655 / SEC#:
Contact information
Red Flags
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