Sarah White
Professional summary
Sarah White is a registered financial advisor currently at TSA MANAGEMENT INC located in Clifton Park Dr, New York and HALLIDAY FINANCIAL, LLC located in Clifton Park, New York.
Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Sarah has worked at 2 firms and has passed the Series 65, Series 7TO, Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sarah White's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2025 - Present
TSA MANAGEMENT INC
Office #1: 4 Executive Park Dr Suite 101, Clifton Park Dr, NY 12065December 11, 2024 - Present
HALLIDAY FINANCIAL, LLC
Office #1: 4 Executive Park Drive, Clifton Park, NY 12065Primary Firm SEC Registration
TSA MANAGEMENT INC
CRD#: 106440 / SEC#: 801-41423
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/18/2025)
Exams
Series 7TO
Date: 9/10/2025
General Securities Representative ExaminationSeries 99TO
Date: 12/11/2024
Operations Professional ExaminationFINRA
Current Firm
TSA MANAGEMENT INC
CRD#: 106440 / SEC#: 801-41423
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,064 |
| AUM (Assets Under Management) | $ 1,284,683,018 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2023 | ||
| 09/28/2022 |
Red Flags
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