JM
Josh Mukherjee
JAG TRADING L.L.C.
West Bloomfield, MI 48322
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CRD#: 7954267
JM
Professional summary
Josh Mukherjee is a registered financial professional currently at JAG TRADING L.L.C. located in West Bloomfield, Michigan.
Josh is registered as a RR (Registered Representative) and started their career in finance in 2024. Josh has worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Josh Mukherjee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2024 - Present
JAG TRADING L.L.C.
Office #1: 7125 Orchard Lake Rd. # 300, West Bloomfield, MI 48322BD
CRD#: 114061
West Bloomfield, MI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 7/30/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JT
JAG TRADING L.L.C.
JAG TRADING L.L.C.
CRD#: 114061 / SEC#: , 8-53408
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
7125 Orchard Lake Rd. # 300, West Bloomfield, MI 48322
Mailing Address
7125 Orchard Lake Rd. # 300, West Bloomfield, MI 48322
Phone number
(248) 757-2758
Established
Delaware since 06/15/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAUER, CRAIG EVAN | MANAGING MEMBER, CCO | 4422849 |
| BAUER, ALANA ZORN | INVESTING MEMBER | |
| SLOAN, JACQUELINE LEE | FINANCIAL & OPERATIONS PRINCIPAL |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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