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Craig Evan Bauer

JAG TRADING L.L.C.
WEST BLOOMFIELD, MI
·CRD# 4422849·20 years experience

Professional Summary

Craig Evan Bauer is a registered financial advisor currently at JAG TRADING L.L.C. located in West Bloomfield, Michigan. Craig is registered as a RR (Registered Representative) and started their career in finance in 2008. Craig has worked at 1 firm and has passed the Series 99TO, Series 7TO, Series 57TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

JAG TRADING L.L.C.·CRD# 114061
BD
1. 7125 Orchard Lake Rd. # 300, West Bloomfield, MI 483222. 7125 Orchard Lane # 300, West Bloomfield, MI 48322
April 1, 2008 - Present

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Current Firm

JT
JAG TRADING L.L.C.

JAG TRADING L.L.C.

CRD#: 114061 / SEC#: 8-53408
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

7125 Orchard Lake Rd. # 300, West Bloomfield, MI 48322

Mailing Address

7125 Orchard Lake Rd. # 300, West Bloomfield, MI 48322

Phone Number

(248) 757-2758

Established

Delaware since 06/15/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
BAUER, CRAIG EVANMANAGING MEMBER, CCO4422849
BAUER, ALANA ZORNINVESTING MEMBER—
SLOAN, JACQUELINE LEEFINANCIAL & OPERATIONS PRINCIPAL—

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Mar 2024About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2014About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Craig Evan Bauer's CRS (Customer Relationship Summary).

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