Andrew B. Vogel

RETIREWISE TAX AND WEALTH ADVISORS

Topeka, KS 66614

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CRD#: 7954006

Professional summary

Andrew Brent Vogel, who also goes by Andy Vogel, is a registered financial advisor currently at RETIREWISE TAX AND WEALTH ADVISORS, INC. located in Topeka, Kansas.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Andrew has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Vogel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Brent Vogel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2024 - Present

RETIREWISE TAX AND WEALTH ADVISORS, INC.

Office #1: 2820 Sw Mission Woods Drive, Topeka, KS 66614

RIA

CRD#: 284394

Topeka, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREWISE TAX AND WEALTH ADVISORS, INC.

CFG RETIREMENT ADVISORS INC. | RETIREWISE TAX AND WEALTH ADVISORS, INC. | RETIREWISE TAX AND WEALTH ADVISORS | CFG TRUSTED ADVISORS INC.

CRD#: 284394 / SEC#: 801-129853

RIA

Registered Investment Advisory firm - (4/8/2024 Approved)

Kansas

Registered Investment Advisory firm - (4/15/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(7/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/2024

Uniform Investment Adviser Law Examination

Current Firm

RETIREWISE TAX AND WEALTH ADVISORS, INC.

CFG RETIREMENT ADVISORS INC. | RETIREWISE TAX AND WEALTH ADVISORS, INC. | RETIREWISE TAX AND WEALTH ADVISORS | CFG TRUSTED ADVISORS INC.

CRD#: 284394 / SEC#: 801-129853

RIA

Registered Investment Advisory firm - (4/8/2024 Approved)

Kansas

Registered Investment Advisory firm - (4/15/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2024 Terminated)

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Contact information

Main Address

2820 Sw Mission Woods Drive, Topeka, KS 66614

Mailing Address

Phone number

(785) 228-1234

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (5/7/2025)

Regulatory assets under management

Total Number of Accounts	672
AUM (Assets Under Management)	$ 170,058,390

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew B. Vogel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Brent Vogel's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREWISE TAX AND WEALTH ADVISORS, INC.

Primary Firm SEC Registration

RETIREWISE TAX AND WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/2024

Current Firm

RETIREWISE TAX AND WEALTH ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREWISE TAX AND WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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