SA
Seth D. Appel
NORTHCOAST ASSET MANAGEMENT LLC
Greenwich, CT 06831
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CRD#: 7951804
SA
Professional summary
Seth David Appel is a registered financial advisor currently at NORTHCOAST ASSET MANAGEMENT LLC located in Greenwich, Connecticut.
Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Seth has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Seth David Appel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2025 - Present
NORTHCOAST ASSET MANAGEMENT LLC
Office #1: One Greenwich Office Park, Greenwich, CT 06831RIA
CRD#: 282241
Greenwich, CT
Past
August 15, 2024 - December 31, 2024
NORTHCOAST ASSET MANAGEMENT LLC
RIA
CRD#: 282241
Greenwich, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NORTHCOAST ASSET MANAGEMENT LLC
FIRST HOUSTON CAPITAL | WEATHERSTONE CAPITAL MANAGEMENT | TRANSFORM WEALTH | TMD WEALTH MANAGEMENT | TELEMUS CAPITAL | STRATEGIC WEALTH PARTNERS | RELATIVE VALUE PARTNERS | NORTHCOAST ASSET MANGEMENT | NORTHCOAST ASSET MANAGEMENT LLC | KOVITZ INVESTMENT GROUP PARTNERS, LLC | KOVITZ | IFAM CAPITAL | FORT PITT CAPITAL GROUP
CRD#: 282241 / SEC#: 801-107054
RIA
Registered Investment Advisory firm - (12/24/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(1/6/2025)
Exams
Current Firm
NORTHCOAST ASSET MANAGEMENT LLC
FIRST HOUSTON CAPITAL | WEATHERSTONE CAPITAL MANAGEMENT | TRANSFORM WEALTH | TMD WEALTH MANAGEMENT | TELEMUS CAPITAL | STRATEGIC WEALTH PARTNERS | RELATIVE VALUE PARTNERS | NORTHCOAST ASSET MANGEMENT | NORTHCOAST ASSET MANAGEMENT LLC | KOVITZ INVESTMENT GROUP PARTNERS, LLC | KOVITZ | IFAM CAPITAL | FORT PITT CAPITAL GROUP
CRD#: 282241 / SEC#: 801-107054
RIA
Registered Investment Advisory firm - (12/24/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
400 Atlantic Sreet 6th Floor, Stamford, CT 06901
Mailing Address
Phone number
(203) 532-7000
Established
Firm type
Fiscal year end
# of Employees
45
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,122 |
| AUM (Assets Under Management) | $ 4,967,977,227 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2025 | ||
| 08/15/2024 | ||
| 07/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
