EA
Erica J. Aitken
AVANTAX PLANNING PARTNERS
Roseburg, OR 97470
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CRD#: 7950865
EA
Professional summary
Erica Jean Aitken, who also goes by Erica J Aitken, Erica Aitken, Erica J Nelson, Erica Nelson, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Roseburg, Oregon.
Erica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Erica has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erica J Aitken | Erica Aitken | Erica J Nelson | Erica Nelson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WICKS EMMETT LLP POSITION: Associate NATURE: Wicks Emmett LLP provides CPA and advisory services. This includesbusiness consulting & advisory services, assurance services, estate and trust services, tax management, preparation and advisory services, accounting services, and retirement planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 12/19/2016 ADDRESS: 358 NE Winchester St, Roseburg OR 97470, United States DESCRIPTION: As an Assurance Partner, I oversee the assurance department, which includes audits, reviews, compilations, and agreed upon procedures. I provide tax compliance services to non-profit organizations, including Form 990 informational returns, state informational returns, and related regulatory representation services for these non-profit organizations. I am also involved in certain firm administrative duties, including firm operations, managerial tasks, and staff recruiting.Once licensed, this is the entity I will be using to market the Avantax business/services. 2) AVANTAX PLANNING PARTNERS INC. POSITION: Investment Advisor Representative NATURE: IAR to numerous investment clients and provide investment and financial planning to clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/02/2024 ADDRESS: 358 NE Winchester St, Roseburg OR 97470, United States DESCRIPTION: Primary communication with financial planning, assist clients with investment choices, and review investment performance with clients. 3) DOUGLAS COUNTY MUSIC ASSOCIATION POSITION: Treasurer NATURE: The association facilitates and supports the performance of musicians and artists; provides scholarships and opportunities for musicians to attend music camps or universities; and provides music educators and education resources to students. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/12/2022 ADDRESS: 1602 NE Vine Street, Roseburg OR 97470, United States DESCRIPTION: As the Treasurer, I oversee the financial activity of the organization,attend Board meetings,prepare financial reports for the Boardmeetings?, prepare bank reconciliations, and complete the annual informational tax filings with the IRS and State of Oregon.
CRS (Client Relationship Summary) - RIA
Click below to view Erica Jean Aitken's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 2, 2024 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 358 Ne Winchester St., Roseburg, OR 97470RIA
CRD#: 106237
Roseburg, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(9/2/2024)
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
