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JT

James P. Tucci

BASE WEALTH MANAGEMENT
Lutz, FL 33549
Some features on this profile are disabled
CRD#: 7949560
JT

Professional summary

James Peter Tucci is a registered financial advisor currently at BASE WEALTH MANAGEMENT located in Lutz, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. James has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Peter Tucci's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 30, 2026 - Present

BASE WEALTH MANAGEMENT

Office #1: 18214 Us 41 Highway N, Lutz, FL 33549
RIA
CRD#: 321991
Lutz, FL
Past

July 26, 2024 - December 23, 2025

STERLING BRIDGE FINANCIAL GROUP LLC

RIA
CRD#: 304409
PALM HARBOR, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BASE WEALTH MANAGEMENT
BASE WEALTH MANAGEMENT | BASE WEALTH MANAGEMENT, LLC | BASE WEALTH MANAGEMENT LLC

CRD#: 321991 / SEC#: 801-126672

RIA
Registered Investment Advisory firm - (9/30/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(1/30/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/10/2023
Uniform Investment Adviser Law Examination

Current Firm

BW
BASE WEALTH MANAGEMENT
BASE WEALTH MANAGEMENT | BASE WEALTH MANAGEMENT, LLC | BASE WEALTH MANAGEMENT LLC

CRD#: 321991 / SEC#: 801-126672

RIA
Registered Investment Advisory firm - (9/30/2022 Approved)
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Contact information

Main Address
7301 Merchant Court Suite A, Lakewood Ranch, FL 34240
Mailing Address
Phone number
(941) 203-6040
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BASE WEALTH MANAGEMENT BROCHURE (2/21/2025)

Regulatory assets under management

Total Number of Accounts1,931
AUM (Assets Under Management)$ 269,917,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BASE WEALTH MANAGEMENT

CRD#: 321991Lutz, FL 33549

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