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KE

Karthikeyan Ethirajan

SAN JOSE, CA
Some features on this profile are disabled
CRD#: 7948411
KE

Professional summary

Karthikeyan Ethirajan, who also goes by Karthik Ethirajan, was a registered financial advisor .

Karthikeyan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Karthikeyan had worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Karthik Ethirajan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. KARTECH CONSULTING/Investment Related - No/1695 Sandyrock Ct, San Jose, CA 95125 858-775-4427/Technology consulting services/President/01.2024/100/40/Technology consulting services FinCrafters Tax Services / Investment Related - No / 1695 Sandyrock Ct, San Jose, CA 95125 / Tax accounting, planning and preparation / President / 10.2025 / 32 / 0 / Tax accounting, planning and preparation as an Enrolled Agent admitted to practice before the IRS. UNIVERSITY OF CALIFORNIA BERKELEY/Investment Related - No/University Ave, Berkeley, CA 94720 510-926-1642/Education/Instructor/03.2023/0/0/I am part of UC Berkeley Extension's part-time instructor pool for their certificate program in financial planning. KARBIZ TRADING/Investment Related - Yes/1695 Sandyrock Ct, San Jose, CA 95125 858-775-4427/This is an entity I created to trade securities for my own portfolio./President/07.2021/20/20/This is an entity I created to trade securities for my own portfolio.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 17, 2025 - Present

SAN JOSE, CA
Past

August 12, 2024 - September 24, 2025

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
ALVISO, CA
Past

July 11, 2024 - September 24, 2025

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
ALVISO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/17/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/12/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/12/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/27/2024
Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

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Company Information

No current employment

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