CM
Casey W. Mclaren
VAN ECK SECURITIES
Tampa, FL 33609
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CRD#: 7946906
CM
Professional summary
Casey W Mclaren is a registered financial professional currently at VAN ECK SECURITIES CORPORATION located in Tampa, Florida.
Casey is registered as a RR (Registered Representative) and started their career in finance in 2024. Casey has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am currently still on payroll at Newburyport Brewing Company where I work occasional summer festivals. Additionally, I am on payroll at Alewives Taproom where I will bartend once a week. I also drive for DoorDash occasionally in my free time.
CRS (Client Relationship Summary) - BD
Click below to view Casey W Mclaren's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2025 - Present
VAN ECK SECURITIES CORPORATION
Office #1: 5100 West Kennedy Blvd Suite 450, Tampa, FL 33609BD
CRD#: 2269
Tampa, FL
Past
October 29, 2024 - April 13, 2025
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
RIA
CRD#: 108257
BOSTON, MA
Past
September 6, 2024 - April 13, 2025
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/1/2025)
RR
Arizona(5/1/2025)
RR
California(5/1/2025)
RR
Florida(4/16/2025)
RR
Hawaii(5/1/2025)
RR
Nevada(5/1/2025)
RR
New York(4/16/2025)
RR
Oregon(5/1/2025)
RR
Washington(5/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/6/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VE
VAN ECK SECURITIES CORPORATION
I. I. I. SECURITIES CORPORATION | VE | VANECK | VAN ECK SECURITIES CORPORATION
CRD#: 2269 / SEC#: , 8-4618
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
666 Third Avenue 9th Floor, New York, NY 10017-4033
Mailing Address
666 Third Avenue 9th Floor, New York, NY 10017-4033
Phone number
(212) 293-2000
Established
Delaware since 08/01/1955
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VAN ECK ASSOCIATES CORPORATION | 100% OWNER & PARENT | |
| GOZZILLO, FRANCESCO MICHAEL | CHIEF COMPLIANCE OFFICER | 2099916 |
| RAPPAPORT, LEE ROBERT | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, OPERATIONS PRINCIPAL (FINOP) AND DIRECTOR | 4682842 |
| SIMON, JONATHAN RICH | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY AND DIRECTOR | 5313394 |
| VANECK, JAN FREDERICK | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1695680 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
VAN ECK SECURITIES CORPORATION
CRD#: 2269Tampa, FL 33609TRUST BUT VERIFY
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