Joseph M. Mcdonald

TSA MANAGEMENT

Clifton Park, NY 12065

Some features on this profile are disabled

CRD#: 7946727

Professional summary

Joseph M Mcdonald is a registered financial advisor currently at TSA MANAGEMENT INC located in Clifton Park, New York and HALLIDAY FINANCIAL, LLC located in Clifton Park, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Joseph has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Northeastern University 360 Huntington Avenue, Boston, MA 02115. Teach 3 Doctorate on-line classes per year.200 hours per year with zero time spent during securities trading hours. Annual income is $17,000 paid by salary. There are 6,000 employees of this organization.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph M Mcdonald's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2024 - Present

TSA MANAGEMENT INC

Office #1: 4 Executive Park Drive, Clifton Park, NY 12065

RIA

CRD#: 106440

Clifton Park, NY

Current

June 29, 2024 - Present

HALLIDAY FINANCIAL, LLC

Office #1: 4 Executive Park Drive, Clifton Park, NY 12065

CRD#: 31741

Clifton Park, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TSA MANAGEMENT INC

TSA MANAGEMENT INC | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.

CRD#: 106440 / SEC#: 801-41423

RIA

Registered Investment Advisory firm - (5/7/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(11/7/2024)

IAR

New York
(11/7/2024)

Ohio
(8/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/31/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/28/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/16/2024

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

TSA MANAGEMENT INC

TSA MANAGEMENT INC | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.

CRD#: 106440 / SEC#: 801-41423

RIA

Registered Investment Advisory firm - (5/7/1992 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

725 Glen Cove Ave, Glen Head, NY 11545

Mailing Address

Phone number

(516) 676-3332

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TSA PORTFOLIO MANAGEMENT INC -ADV - 3-31-25 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	4,064
AUM (Assets Under Management)	$ 1,284,683,018

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/27/2023	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Nichole Raftopoulos

NVEST FINANCIAL, LLC

IAR

Portland, ME

Douglas Kelly

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Latham, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph M. Mcdonald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph M Mcdonald's CRS (Customer Relationship Summary).

Certified licenses

Experience

TSA MANAGEMENT INC

HALLIDAY FINANCIAL, LLC

Primary Firm SEC Registration

TSA MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/31/2024

Series 7TO

Date: 6/28/2024

SIE

Date: 5/16/2024

FINRA

Current Firm

TSA MANAGEMENT INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TSA MANAGEMENT INC

TRUST BUT VERIFY

Similar Advisors