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HC

Harrison B. Clark

BLUE FINANCIAL
Charlotte, NC 28210
Some features on this profile are disabled
CRD#: 7944976
HC

Professional summary

Harrison Bertram Clark, who also goes by Harry Bertram Clark, is a registered financial advisor currently at BLUE FINANCIAL located in Charlotte, North Carolina.

Harrison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Harrison has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Harry Bertram Clark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harrison Bertram Clark's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 6, 2026 - Present

BLUE FINANCIAL

Office #1: 5970 Fairview Road, Suite 400, Charlotte, NC 28210
RIA
CRD#: 330324
Charlotte, NC
Past

September 9, 2024 - March 20, 2026

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CHARLOTTE, NC
Past

September 9, 2024 - March 20, 2026

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BLUE FINANCIAL
BLUE FINANCIAL | BLUE WEALTH INC. | BLUE WEALTH

CRD#: 330324 / SEC#: 801-132547

RIA
Registered Investment Advisory firm - (4/28/2025 Approved)
Georgia
Registered Investment Advisory firm - (5/12/2025 Terminated)
North Carolina
Registered Investment Advisory firm - (5/5/2025 Terminated)
South Carolina
Registered Investment Advisory firm - (5/5/2025 Terminated)
Texas
Registered Investment Advisory firm - (5/5/2025 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(4/6/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/5/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/9/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/10/2024
Securities Industry Essentials Examination

Current Firm

BF
BLUE FINANCIAL
BLUE FINANCIAL | BLUE WEALTH INC. | BLUE WEALTH

CRD#: 330324 / SEC#: 801-132547

RIA
Registered Investment Advisory firm - (4/28/2025 Approved)
Georgia
Registered Investment Advisory firm - (5/12/2025 Terminated)
North Carolina
Registered Investment Advisory firm - (5/5/2025 Terminated)
South Carolina
Registered Investment Advisory firm - (5/5/2025 Terminated)
Texas
Registered Investment Advisory firm - (5/5/2025 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
5970 Fairview Road, Suite 400, Charlotte, NC 28210
Mailing Address
Phone number
(704) 302-1141
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A BLUE WEALTH INC DBA BLUE FINANCIAL (11/18/2025)

Regulatory assets under management

Total Number of Accounts658
AUM (Assets Under Management)$ 100,449,078

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUE FINANCIAL

CRD#: 330324Charlotte, NC 28210

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