Connor B. Abernathy

BEACON FINANCIAL ADVISORS

Rye Brook, NY 10573-1360

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CRD#: 7944242

Professional summary

Connor Brett Abernathy, who also goes by Connor B Abernathy, Connor Abernathy, is a registered financial advisor currently at BEACON FINANCIAL ADVISORS located in Rye Brook, New York.

Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Connor has worked at 2 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Connor B Abernathy | Connor Abernathy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Brett Abernathy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2024 - Present

BEACON FINANCIAL ADVISORS

Office #1: 800 Westchester Avenue Suite 641 North, Rye Brook, NY 10573-1360

RIA

CRD#: 119672

Rye Brook, NY

Past

June 27, 2024 - August 7, 2024

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEACON FINANCIAL ADVISORS

BEACON FINANCIAL ADVISORS | BEACON FINANCIAL ADVISORS, INC.

CRD#: 119672 / SEC#: 801-77929

RIA

Registered Investment Advisory firm - (4/12/2013 Approved)

Connecticut

Registered Investment Advisory firm - (4/16/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (5/8/2013 Terminated)

New York

Registered Investment Advisory firm - (4/16/2013 Terminated)

Texas

Registered Investment Advisory firm - (4/16/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/5/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 12/14/2020

Securities Industry Essentials Examination

Current Firm

BEACON FINANCIAL ADVISORS

BEACON FINANCIAL ADVISORS | BEACON FINANCIAL ADVISORS, INC.

CRD#: 119672 / SEC#: 801-77929

RIA

Registered Investment Advisory firm - (4/12/2013 Approved)

Connecticut

Registered Investment Advisory firm - (4/16/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (5/8/2013 Terminated)

New York

Registered Investment Advisory firm - (4/16/2013 Terminated)

Texas

Registered Investment Advisory firm - (4/16/2013 Terminated)

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Contact information

Main Address

800 Westchester Avenue Suite 641 North, Rye Brook, NY 10573-1360

Mailing Address

Phone number

(914) 872-4040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BEACON FINANCIAL ADVISORS FORM ADV 2A - 03.28.2025 (3/28/2025)

BEACON FINANCIAL ADVISORS - WRAP FEE BROCHURE 03.28.2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	353
AUM (Assets Under Management)	$ 199,574,156

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/20/2024	Cover Page	Report
01/24/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Connor B. Abernathy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Brett Abernathy's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEACON FINANCIAL ADVISORS

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

BEACON FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/5/2023

SIE

Date: 12/14/2020

Current Firm

BEACON FINANCIAL ADVISORS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BEACON FINANCIAL ADVISORS

TRUST BUT VERIFY

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