LG
Lukas R. Gotto
CETERA INVESTMENT ADVISERS LLC
ALEXANDRIA, MN 56308
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CRD#: 7942195
LG
Professional summary
Lukas Ryan Gotto is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Alexandria, Minnesota and CETERA WEALTH SERVICES, LLC located in Alexandria, Minnesota.
Lukas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Lukas has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: ALEXANDRIA EDUCATION FOUNDATION INVESTMENT RELATED: NO ADDRESS: ALEXANDRIA, MN 56308 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 7/2024 POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 WALKMEBRIEF DESCRIPTION OF DUTIES: SUPPORT AND ADD VALUE TO THE LOCAL PUBLIC SCHOOL DISTRICT TO ENHANCE STUDENT LEARNING AND OUTCOMES; 2. NAME OF OTHER BUSINESS: VIKING SPORTSMEN INVESTMENT RELATED: NO ADDRESS: ALEXANDRIA, MN 56308 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 1/2020 POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: SUPPORT YOUTH OUTDOOR EDUCATION, RECREATION, AND ACTIVITIES TO INSPIRE YOUTH TO ENJOY THE GREAT OUTDOORS; 3. NAME OF OTHER BUSINESS: ALEXANDRIA FIRE DEPT - VOLUNTEER INVESTMENT RELATED: NO ADDRESS: 302 FILLMORE ST, ALEXANDRIA, MN 56308 NATURE OF BUSINESS: FIRE DEPARTMENT START DATE: 7/2023 POSITION/TITLE/RELATIONSHIP: VOLUNTEER FIRE FIGHTER APX NUMBER OF HOURS PER WEEK: 6 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: SERVE THE COMMUNITY AS A VOLUNTEER FIRE FIGHTER AND ALL THAT ENTAILS; 4. NAME OF OTHER BUSINESS: GOTTO WEALTH PARTNERS LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 4/2024 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: REGISTERED REP DUTIES; 5. NAME OF OTHER BUSINESS: ALEXANDRIA FIRE DEPT RELIEF ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 302 FILLMORE STREET, ALEXANDRIA, MN 56308; NATURE OF BUSINESS: BOARD; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: TRUSTEE - CO-TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP WITH ENRICHMENT OF FIREFIGHTER LIVES AND OVERSEE/ACT AS A REPRESENTATIVE BETWEEN THE VOLUNTEER FIREFIGHTERS OF ALEXANDRIA AND THE CITY; 6. NAME OF OTHER BUSINESS: MINNEWASKA LAKESIDE LLC; INVESTMENT RELATED: NO; ADDRESS: 180 S LAKESHORE DRIVE, GLENWOOD, MN 56334; NATURE OF BUSINESS: RESTAURANT START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: BOAT CAPTAIN/SERVER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SERVING WEDDING PARTIES, RECEPTION BEVERAGES DURING BOAT RIDES AND DURING THE WEDDING DANCE; 7. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/2025; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
CRS (Client Relationship Summary) - RIA
Click below to view Lukas Ryan Gotto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 700 Cedar Street Suite 167, Alexandria, MN 56308RIA
CRD#: 105644
ALEXANDRIA, MN
Current
September 11, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 700 Cedar Street Suite 167, Alexandria, MN 56308BD
CRD#: 13572
ALEXANDRIA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/6/2025)
RR
Colorado(6/6/2025)
RR
Iowa(1/30/2025)
RR
Minnesota(10/16/2024)
IAR
Minnesota(10/16/2024)
RR
Montana(8/4/2025)
RR
Nebraska(6/9/2025)
RR
North Dakota(8/18/2025)
RR
South Dakota(6/6/2025)
RR
Wisconsin(6/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/11/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Alexandria, MN 56308TRUST BUT VERIFY
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