Pierre Chen
Professional Summary
Pierre Chen is a registered financial advisor currently at ELEQUIN SECURITIES LLC located in New York, New York. Pierre is registered as a RR (Registered Representative) and started their career in finance in 2024. Pierre has worked at 1 firm and has passed the Series 63, Series 52TO, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
2 years in the financial services industry
Current & Past Employments
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Current Firm
ELEQUIN SECURITIES LLC
Contact Information
Main Address
1333 Broadway Suite 500, New York, NY 10018Mailing Address
1333 Broadway Suite 500, New York, NY 10018Phone Number
(929) 346-7126Established
Delaware since 04/07/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jul 2024About the Series 52TO examSRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Pierre Chen's CRS (Customer Relationship Summary).
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