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KF

Kevin Field

Some features on this profile are disabled
CRD#: 7938870
KF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Field was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2024. Kevin had worked at 1 firm and has passed the Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 28, 2024 - February 27, 2025

MAFG RIA SERVICES, INC.

BD
CRD#: 35690
MT. LAUREL, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 6/28/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/1/2024
Securities Industry Essentials Examination

Current Firm

MR
MAFG RIA SERVICES, INC.
MAFG RIA SERVICES, INC.

CRD#: 35690 / SEC#: , 8-46836

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
PREMIUM
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Contact information

Main Address
102 Gaither Drive Suite 5, Mt. Laurel, NJ 08054
Mailing Address
102 Gaither Drive Suite 5, Mt. Laurel, NJ 08054
Phone number
(856) 793-5000
Established
New Jersey since 12/02/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MAFG CONSOLIDATED, INC.OWNER
BERINGER, THEODORE AUGUST JRDIRECTOR / CHARIMAN/PRESIDENT/SECRETARY/TREASURER19405
HUGHES, CHRISTOPHER STEPHENCHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/FINOP2594992
POSTORIVO, LINDA SCARDUZIOOFFICER1177212

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAFG RIA SERVICES, INC.

CRD#: 35690

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