E F Ryan S. Hughes

BCN FINANCIAL

Alameda, CA 94501

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CRD#: 7938157

Professional summary

E F Ryan Sullivan Hughes, who also goes by Ryan Hughes, is a registered financial advisor currently at BCN FINANCIAL, INC. located in Alameda, California and LPL FINANCIAL LLC located in Alameda, California.

E F Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. E F Ryan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan Hughes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 - 06/2024 / BCN FINANCIAL INC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 8 hrs during trading 2 - 06/2024 / Non-Variable Insurance / Investment Related / 60 hrs mnth / 3 hrs during trading 3 - 07/26/2024 - BCN�FINANCIAL�INC -Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) -Start Date 6/15//2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide administrative support to BCN�FINANCIAL�INC, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view E F Ryan Sullivan Hughes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2024 - Present

BCN FINANCIAL, INC.

Office #1: 3215 Encinal Avenue, Suite L, Alameda, CA 94501

RIA

CRD#: 135655

Alameda, CA

Current

December 9, 2024 - Present

LPL FINANCIAL LLC

Office #1: 3215 Encinal Ave., Ste L, Alameda, CA 94501

RIA

CRD#: 6413

Alameda, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/9/2024)

IAR

California
(12/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/16/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/16/2024

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

BCN FINANCIAL, INC.

CRD#: 135655 / SEC#:

California

Registered Investment Advisory firm - (9/20/2005 Approved)

Idaho

Registered Investment Advisory firm - (10/24/2025 Approved)

Nevada

Registered Investment Advisory firm - (11/6/2025 Approved)

Texas

Registered Investment Advisory firm - (11/18/2022 Conditional Restricted)

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Contact information

Main Address

3215 Encinal Avenue Suite L, Alameda, CA 94501

Mailing Address

909 Marina Village Parkway Pmb 245, Alameda, CA 94501

Phone number

(510) 769-1088

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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E F Ryan S. Hughes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view E F Ryan Sullivan Hughes's CRS (Customer Relationship Summary).

Certified licenses

Experience

BCN FINANCIAL, INC.

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2024

Series 7TO

Date: 7/16/2024

SIE

Date: 5/16/2024

FINRA

Current Firm

BCN FINANCIAL, INC.

Contact information

Documents

Red Flags

Company Information

BCN FINANCIAL, INC.

TRUST BUT VERIFY

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