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Benjamin Reaves Malone

EVERCORE GROUP L.L.C.
NEW YORK, NY
·CRD# 7937855·1 year experience

Professional Summary

Benjamin Reaves Malone, who also goes by Ben Malone, is a registered financial advisor currently at EVERCORE GROUP L.L.C. located in New York, New York. Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2025. Benjamin has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ben Malone

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

EVERCORE GROUP L.L.C.·CRD# 42405
BD
55 East 52nd Street, New York, NY 10055
September 8, 2025 - Present

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Current Firm

EG
EVERCORE GROUP L.L.C.

EVERCORE GROUP INC. | EVERCORE PARTNERS INC. | EVERCORE ISI | EVERCORE INC. | EVERCORE GROUP L.L.C.

CRD#: 42405 / SEC#: 8-49830
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

55 East 52nd Street, New York, NY 10055

Mailing Address

55 East 52nd Street, New York, NY 10055

Phone Number

(212) 857-3100

Established

Delaware since 04/19/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (37 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EVERCORE BD INVESTCO L.L.C.MANAGING MEMBER—
BRYSON, NANCY CLAIRECHIEF OPERATING OFFICER1978165
CROWE, JOHN CHRISTOPHERCHIEF COMPLIANCE OFFICER2494752
FUND, LISA KPRINCIPAL OPERATIONS OFFICER5008055
LALONDE, TIMOTHY GILBERTCHIEF FINANCIAL OFFICER2270483
MARTINEZ, MICHAELCHIEF OPERATING OFFICER - EVERCORE ISI5100611
MASOTTI, KENNETH ALFREDCHIEF LEGAL OFFICER4436810
MYERS, JENNAPRINCIPAL OPERATIONS OFFICER4582020
PALIOTTA, MICHAEL JOSEPHCHIEF EXECUTIVE OFFICER OF EVERCORE ISI2079036
PENSA, PAULCHIEF FINANCIAL OFFICER/FINOP2119683
WEINBERG, JOHNCHIEF EXECUTIVE OFFICER2061177

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/8/2025)
RR
Alaska
(9/8/2025)
RR
Arizona
(9/8/2025)
RR
Arkansas
(9/8/2025)
RR
California
(9/8/2025)
RR
Colorado
(9/8/2025)
RR
Connecticut
(9/8/2025)
RR
District of Columbia
(9/8/2025)
RR
Florida
(9/8/2025)
RR
Georgia
(9/8/2025)
RR
Illinois
(9/8/2025)
RR
Indiana
(9/8/2025)
RR
Kansas
(9/8/2025)
RR
Kentucky
(9/8/2025)
RR
Louisiana
(9/8/2025)
RR
Maryland
(9/8/2025)
RR
Massachusetts
(9/8/2025)
RR
Michigan
(9/8/2025)
RR
Missouri
(9/8/2025)
RR
Montana
(9/8/2025)
RR
New Hampshire
(9/8/2025)
RR
New Jersey
(9/8/2025)
RR
New York
(9/8/2025)
RR
North Carolina
(9/8/2025)
RR
Ohio
(9/8/2025)
RR
Oklahoma
(9/8/2025)
RR
Oregon
(9/8/2025)
RR
Pennsylvania
(9/8/2025)
RR
Puerto Rico
(9/8/2025)
RR
Rhode Island
(9/8/2025)
RR
South Carolina
(9/8/2025)
RR
Texas
(9/8/2025)
RR
Utah
(9/8/2025)
RR
Virginia
(9/8/2025)
RR
Washington
(9/8/2025)
RR
West Virginia
(9/8/2025)
RR
Wisconsin
(9/8/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2025About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Sep 2025About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2025About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Benjamin Reaves Malone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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