CH
Conner Holm
CETERA INVESTMENT ADVISERS LLC
VICTORIA, TX 77904
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CRD#: 7934204
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Professional summary
Conner Holm is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Victoria, Texas and CETERA WEALTH SERVICES, LLC located in Victoria, Texas.
Conner is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Conner has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HOLM REAL ESTATE APPRAISAL SERVICES, LLC POSITION: Director NATURE: The entity offered residential real estate appraisals for 1-4 family residential properties. It also offered measuring consults for properties. Those were all the services offered. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/22/2019 ADDRESS: 104 Fairway, Victoria TX 77904, United States DESCRIPTION: I was contracted through management companies as a certified appraiser to complete appraisals for them on residential real estate. My license is still active, but I have not performed any work where my license is required, or collected any money through work related directly to my license, since May 2022. 2) JEFFERSON BANK POSITION: Appraisal Coordinator NATURE: The bank offers most services that are standard practice for banks. We offer private banking, different different types of loans (such as car, home, and boat), credit card and debit card services, checking and savings accounts, and CDs. There is an arm of our bank that is called 1900 wealth. It is wealth management company that The rest of the bank has no direct relation with. I have not done any work with them at all. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/29/2022 ADDRESS: 1900 Broadway, Suite 900, San Antonio TX 78215, United States DESCRIPTION: I am responsible for ordering appraisals for the lenders in this bank. I received the appraisal orders from the lenders and I get documents together that are necessary for compliance to be followed. Once I have established everything is correct, I send out the order to one of our approved appraisers. I communicate back-and-forth with them to ensure the process run smoothly so That they can return the appropriate appraisal needed. Once it returns, I processed the appraisal report and make sure the invoices are paid. I send this information off to the lender and they decide whether or not to go through with the loan.
CRS (Client Relationship Summary) - RIA
Click below to view Conner Holm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1501 E Mockingbird Ln Suite 300, Victoria, TX 77904RIA
CRD#: 105644
VICTORIA, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 120 S. Main Suite 305, Victoria, TX 77901BD
CRD#: 13572
VICTORIA, TX
Past
July 29, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Victoria, TX
Past
October 21, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
VICTORIA, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/19/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Victoria, TX 77904TRUST BUT VERIFY
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