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JV

Jacobo Vahnish Chong

USMART CAPITAL
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 7932974
JV

Professional summary

Jacobo Vahnish Chong, who also goes by Jacobo Vahnish, is a registered financial professional currently at USMART CAPITAL, LLC located in New York, New York.

Jacobo is registered as a RR (Registered Representative) and started their career in finance in 2025. Jacobo has worked at 2 firms and has passed the Series 99TO, Series 7TO, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jacobo Vahnish

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jacobo Vahnish Chong's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 11, 2025 - Present

USMART CAPITAL, LLC

Office #1: 477 Madison Avenue 6th Fl Suite 631-635c, New York, NY, 10022Office #2: 477 Madison Avenue 6th Fl Suite 631-635c, New York, NY, 10022
BD
CRD#: 329365
NEW YORK, NY
Past

June 9, 2025 - November 12, 2025

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 2/26/2026
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/28/2026
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 6/9/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/19/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

UC
USMART CAPITAL, LLC
USMART (USA) | USMART CAPITAL, LLC

CRD#: 329365 / SEC#: , 8-71200

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
477 Madison Avenue 6th Fl Suite 631-635c, New York, NY, 10022
Mailing Address
477 Madison Avenue 6th Fl Suite 631-635c, New York, NY, 10022
Phone number
(646) 673-8611
Established
New York since 11/10/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (28 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
USMART INLET INVESTMENT LTDOWNER
BENDER, STEVEN CHRISTOPHERFINOP2650187
LU, YICOO5837061
SLONE, JONATHANCEO2150608
VIGLIAROLO, JOSEPH CHARLESCCO, INVESTMENT BANKING PRINCIPAL4880434

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

USMART CAPITAL, LLC

CRD#: 329365New York, NY 10022

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