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JC

Joshua N. Cleland

TRINITY WEALTH SECURITIES, L.L.C.
Dallas, TX 75231
Some features on this profile are disabled
CRD#: 7932068
JC

Professional summary

Joshua Neil Cleland is a registered financial professional currently at TRINITY WEALTH SECURITIES, L.L.C. located in Dallas, Texas.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 2025. Joshua has worked at 1 firm and has passed the Series 63, Series 65, Series 66, Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua Neil Cleland's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 25, 2025 - Present

TRINITY WEALTH SECURITIES, L.L.C.

Office #1: 10100 North Central Expressway Suite 380, Dallas, TX 75231
BD
CRD#: 104348
Dallas, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(11/25/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/2/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/22/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 5/28/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 11/25/2025
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/29/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TW
TRINITY WEALTH SECURITIES, L.L.C.
TRINITY WEALTH SECURITIES, L.L.C.

CRD#: 104348 / SEC#: , 8-52801

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634
Mailing Address
6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634
Phone number
(813) 333-1056
Established
Missouri since 06/12/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (45 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FLORIDA-TRINITY HOLDCO, LLCMEMBER
MICKOOL, ALLYSON MARYPRINCIPAL/CHIEF COMPLIANCE OFFICER4703161
MICKOOL, JASON KURTPRESIDENT/CEO/PRINCIPAL2606335
PENA, VICTORIAPRINCIPAL6974257
THORNTON, STEVEN LEEFINOP, POO, PFO4496384

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRINITY WEALTH SECURITIES, L.L.C.

CRD#: 104348Dallas, TX 75231

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