JH
Jacob T. Harmann
CETERA INVESTMENT ADVISERS LLC
RACINE, WI 53402
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CRD#: 7930996
JH
Professional summary
Jacob Theodore Harmann, who also goes by Jt Theodore Harmann, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Racine, Wisconsin.
Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Jacob has worked at 2 firms and has passed the Series 63, Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jt Theodore Harmann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MGA WEALTH MANAGEMENT POSITION: Wealth Management Assistant NATURE: I'm a wealth management assistant and I assist in operations. Operations can consist of filling out client paperwork, answering phones, booking appointments, taking notes in meetings. MGA wealth management company is an advisory firm that specializes in tax-efficient, goals based planning, and money management. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/03/2024 ADDRESS: 5402 Douglas Avenue, Racine WI 53402, United States DESCRIPTION: I assist in day to day operations. I will answer phone calls, set up meetings, and just overall help in day to day operations within the office. UNION GROVE ELEMENTARY SCHOOL POSITION: Custodian NATURE: As a custodian of this school I clean and maintain the school grounds to the best of my ability. I am a substitute custodian so I only fill in when needed. Union Grove is a K-8 elementary school in Union Grove Wisconsin. It is a public education facility. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/16/2017 ADDRESS: 1745 Mildrum street, Union Grove WI 53402, United States DESCRIPTION: As a custodian of this school I clean and maintain the school grounds to the best of my ability. This includes sweeping, mopping, taking out garbage, and vacuuming. 3) Union Grove Elementary School; Custodian; As a custodian of this school I clean and maintain the school grounds to the best of my ability. I am a substitute custodian so I only fill in when needed. Union Grove is a K-8 elementary school in Union Grove Wisconsin. It is a public education facility.�; NIR; 0; 02/16/2017; 1745 Mildrum street Union Grove WI 53402; As a custodian of this school I clean and maintain the school grounds to the best of my ability. This includes sweeping, mopping, taking out garbage, and vacuuming. 4) MGA Wealth Management; Wealth Management Assistant; I'm a wealth management assistant and I assist in operations. Operations can consist of filling out client paperwork, answering phones, booking appointments, taking notes in meetings. MGA wealth management company is an advisory firm that specializes in tax-efficient, goals based planning, and money management.; IR; 130; 06/03/2024; 5402 Douglas Avenue Racine WI 53402; I assist in day to day operations. I will answer phone calls, set up meetings, and just overall help in day to day operations within the office.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Theodore Harmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5402 Douglas Avenue, Racine, WI 53402RIA
CRD#: 105644
RACINE, WI
Past
September 20, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Racine, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/5/2025)
IAR
Wisconsin(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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