Trent W. Richardson
Professional summary
Trent William Richardson, who also goes by Trent Richardson, is a registered financial advisor currently at SYMPHONY ONE CAPITAL MANAGEMENT, LLC located in Wilmington, North Carolina.
Trent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Trent has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Trent William Richardson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2025 - Present
SYMPHONY ONE CAPITAL MANAGEMENT, LLC
July 24, 2024 - May 12, 2025
EQUITABLE ADVISORS, LLC
July 16, 2024 - May 12, 2025
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/2/2025)
Exams
Series 7TO
Date: 7/16/2024
General Securities Representative ExaminationCurrent Firm
SYMPHONY ONE CAPITAL MANAGEMENT, LLC
CRD#: 329568 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 2,608,843 |
Red Flags
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