GW
Grant T. Welter
HOWARD BAILEY SECURITIES
Carmel, IN 46032
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CRD#: 7930762
GW
Professional summary
Grant Tyler Welter is a registered financial advisor currently at HOWARD BAILEY SECURITIES, LLC located in Carmel, Indiana.
Grant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Grant has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
My wife has an LLC for her company "Creative Custom Framing" which is a professional framing business. My wife is the "Registered Agent" of the LLC and I am listed as a "Governing Person". I have very no involvement in the operations of the business. The business is located at 1326 Alimingo Drive, Indianapolis, IN 46260. The business is not investment-related. I have no position in the business other than being listed on the LLC, my wife does everything for the business. The business originated in June of 2021. I devote zero hours a week to the business.
CRS (Client Relationship Summary) - RIA
Click below to view Grant Tyler Welter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2024 - Present
HOWARD BAILEY SECURITIES, LLC
Office #1: 1344 S. Rangeline Rd. Suite 202, Carmel, IN 46032RIA
CRD#: 282712
Carmel, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HB
HOWARD BAILEY SECURITIES, LLC
HOWARD BAILEY FINANCIAL, INC. | HOWARD BAILEY SECURITIES, LLC
CRD#: 282712 / SEC#: 801-114636
RIA
Registered Investment Advisory firm - (1/30/2019 Approved)Arizona
Registered Investment Advisory firm - (2/15/2019 Terminated)Florida
Registered Investment Advisory firm - (2/15/2019 Terminated)Indiana
Registered Investment Advisory firm - (2/18/2019 Terminated)Michigan
Registered Investment Advisory firm - (2/19/2019 Terminated)North Carolina
Registered Investment Advisory firm - (2/6/2017 Terminated)Ohio
Registered Investment Advisory firm - (2/20/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(6/4/2024)
Current Firm
HB
HOWARD BAILEY SECURITIES, LLC
HOWARD BAILEY FINANCIAL, INC. | HOWARD BAILEY SECURITIES, LLC
CRD#: 282712 / SEC#: 801-114636
RIA
Registered Investment Advisory firm - (1/30/2019 Approved)Arizona
Registered Investment Advisory firm - (2/15/2019 Terminated)Florida
Registered Investment Advisory firm - (2/15/2019 Terminated)Indiana
Registered Investment Advisory firm - (2/18/2019 Terminated)Michigan
Registered Investment Advisory firm - (2/19/2019 Terminated)North Carolina
Registered Investment Advisory firm - (2/6/2017 Terminated)Ohio
Registered Investment Advisory firm - (2/20/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5916 Covington Rd, Fort Wayne, IN 46804
Mailing Address
Phone number
(260) 482-9559
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,793 |
| AUM (Assets Under Management) | $ 484,882,228 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
