SL
Shay W. Lewis
HOLM & CAWLEY FINANCIAL GROUP LLC
Helper, UT 84526
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CRD#: 7930522
SL
Professional summary
Shay W Lewis is a registered financial advisor currently at HOLM & CAWLEY FINANCIAL GROUP LLC located in Helper, Utah.
Shay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Shay has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Shay W Lewis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2024 - Present
HOLM & CAWLEY FINANCIAL GROUP LLC
Office #1: 139 S. Main Street, Helper, UT 84526RIA
CRD#: 150601
Helper, UT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(6/27/2024)
Current Firm
H&
HOLM & CAWLEY FINANCIAL GROUP LLC
HOLM & CAWLEY FINANCIAL GROUP LLC
CRD#: 150601 / SEC#: 801-135562
Arizona
Registered Investment Advisory firm - (7/22/2020 Approved)Nevada
Registered Investment Advisory firm - (7/9/2009 Approved)Oklahoma
Registered Investment Advisory firm - (10/9/2019 Approved)Utah
Registered Investment Advisory firm - (8/26/2009 Approved)Washington
Registered Investment Advisory firm - (11/16/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5155 S Durango Drive Ste# 102, Las Vegas, NV 89113
Mailing Address
Phone number
(702) 277-3945
Established
Firm type
Fiscal year end
# of Employees
5
Documents
Regulatory assets under management
| Total Number of Accounts | 412 |
| AUM (Assets Under Management) | $ 128,816,000 |
Red Flags
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