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KC

Kenneth C. Cowan

SOLLINDA CAPITAL MANAGEMENT
SAVANAH, GA 31406
Some features on this profile are disabled
CRD#: 7929035
KC

Professional summary

Kenneth Cody Cowan, who also goes by Cody Cowan, is a registered financial advisor currently at SOLLINDA CAPITAL MANAGEMENT LLC located in Savanah, Georgia and SAXONY SECURITIES, INC. located in St. Louis, Missouri.

Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Kenneth has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Cody Cowan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Cody Cowan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 11, 2024 - Present

SOLLINDA CAPITAL MANAGEMENT LLC

Office #1: 1 Ogelthorpe Prof Blvd Suite 102, Savanah, GA 31406
RIA
CRD#: 321742
SAVANAH, GA
Current

September 19, 2025 - Present

SAXONY SECURITIES, INC.

Office #1: 11152 S Towne Square, St. Louis, MO 63123
BD
CRD#: 115547
St. Louis, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SOLLINDA CAPITAL MANAGEMENT LLC
BOGUE SOUND FINANCIAL | SOLLINDA FAMILY OFFICE | SOLLINDA CAPITAL MANAGEMENT LLC | MUMY FINANCIAL | MCCULLOUGH FINANCIAL GROUP | COWAN FINANCIAL GROUP | CAPITAL INVESTMENT COMPANY OF VIRGINIA | BRS FINANCIAL

CRD#: 321742 / SEC#: 801-127144

RIA
Registered Investment Advisory firm - (1/10/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/22/2025)
IAR
Georgia
(10/11/2024)
RR
Georgia
(9/22/2025)
RR
South Carolina
(9/22/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 6/17/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/18/2024
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/19/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/24/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SOLLINDA CAPITAL MANAGEMENT LLC
BOGUE SOUND FINANCIAL | SOLLINDA FAMILY OFFICE | SOLLINDA CAPITAL MANAGEMENT LLC | MUMY FINANCIAL | MCCULLOUGH FINANCIAL GROUP | COWAN FINANCIAL GROUP | CAPITAL INVESTMENT COMPANY OF VIRGINIA | BRS FINANCIAL

CRD#: 321742 / SEC#: 801-127144

RIA
Registered Investment Advisory firm - (1/10/2023 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1111 Brickell Ave 10th Floor, Suite 68, Miami, FL 33131
Mailing Address
200 First Ave. Nw Suite 303a, Hickory, NC 28601
Phone number
(844) 662-1211
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE DISCLOSURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts1,506
AUM (Assets Under Management)$ 909,386,653

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SOLLINDA CAPITAL MANAGEMENT LLC

CRD#: 321742Savanah, GA 31406

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