AS
Anna L. Santini
RWM ASSET MANAGEMENT
Newport, PA
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CRD#: 7927999
AS
Professional summary
Anna Lynn Santini is a registered financial advisor currently at RWM ASSET MANAGEMENT, LLC located in Newport, Pennsylvania.
Anna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Anna has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Tuscarora Training Center LLC Not investment related 350 Fickes Ln Newport PA 17074 Jiu Jitsu Gym Member Owner Start Date: December 2023 Approximate hours/month: 50 Approximate hours/month during securities trading hours: 10 Duties: Administration, accounting, member billing and communications
CRS (Client Relationship Summary) - RIA
Click below to view Anna Lynn Santini's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2024 - Present
RWM ASSET MANAGEMENT, LLC
RIA
CRD#: 130468
Newport, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(6/13/2024)
Current Firm
RA
RWM ASSET MANAGEMENT, LLC
RWM ASSET MANAGEMENT, LLC
CRD#: 130468 / SEC#:
Pennsylvania
Registered Investment Advisory firm - (3/24/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
17 East Main Street, New Bloomfield, PA 17068
Mailing Address
Po Box 68, New Bloomfield, PA 17068
Phone number
(717) 582-8135
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 340 |
| AUM (Assets Under Management) | $ 30,483,420 |
Red Flags
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