AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
EL

Eric Lang

AW SECURITIES
FOLSOM, CA
·CRD# 7926291·3 years experience

Professional Summary

Eric Lang, who also goes by Eric Nathaniel Lang, is a registered financial advisor currently at AW SECURITIES located in Folsom, California. Eric is registered as a RR (Registered Representative) and started their career in finance in 2025. Eric has worked at 1 firm and has passed the Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric Nathaniel Lang

Blog Corner

Similar Advisors

KC
Kenneth Lee Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#
View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

KC
Kenneth Lee Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

KC
Kenneth Lee Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

KC
Kenneth Lee Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#

Years of Experience

3 years in the financial services industry

Current & Past Employments

AW SECURITIES·CRD# 103747
BD
340 Palladio Pkwy Suite 501, Folsom, CA 95630
August 18, 2025 - Present

Similar Advisors

KC
Kenneth Lee Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#

Current Firm

AS
AW SECURITIES

AW SECURITIES | PATHWAY RETIREMENT NETWORK | HANSON MCCLAIN SECURITIES | HANSON MCCLAIN RETIREMENT NETWORK, LP | HANSON MCCLAIN RETIREMENT NETWORK, LLC | HANSON MCCLAIN RETIREMENT NETWORK, L.P. | HANSON MCCLAIN

CRD#: 103747 / SEC#: 801-69038, 8-52250
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

340 Palladio Pkwy Suite 501, Folsom, CA 95630

Mailing Address

340 Palladio Pkwy Suite 501, Folsom, CA 95630

Phone Number

(916) 482-2196

Established

Delaware since 10/26/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

10

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ADV PART 2 (1/17/2025)

Direct owners and executive officers

NamePositionCRD#
ALLWORTH FINANCIAL GROUP, L.P.LIMITED PARTNER—
AFG PARENT GP, LLCGENERAL PARTNER—
BEATON, DANIEL STEWARTFINOP4240769
FRIZE, BERNARD JOSEPH JRCHIEF COMPLIANCE OFFICER - BD2366022
GREENBERG, BARRY YALECHIEF LEGAL OFFICER5863733
GRIGSBY, GARY LAWSONCEO3167632

Similar Advisors

KC
Kenneth Lee Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

KC
Kenneth Lee Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Aug 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2023About the SIE exam
FINRA
SRO Registrations

Similar Advisors

KC
Kenneth Lee Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Eric Lang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

KC
Kenneth Lee Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#
EL
Follow Eric
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required