AP
Andrew Pittman
CETERA INVESTMENT ADVISERS LLC
SPRINGFIELD, IL 62701
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CRD#: 7924637
AP
Professional summary
Andrew Pittman, who also goes by Andrew R Pittman, Andrew Ryan Pittman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Springfield, Illinois and CETERA WEALTH SERVICES, LLC located in Springfield, Illinois.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Andrew has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew R Pittman | Andrew Ryan Pittman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)ECK, SCHAFER & PUNKE, LLP POSITION: Manager NATURE: CPA firm that performs audit, tax, accounting services,wealth management services, retirement planning and estate planning services? for clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/18/2022 ADDRESS: 227 South Seventh Street, Springfield IL 62701, United States DESCRIPTION: My duties include preparing and reviewing tax returns including, 1040s, 1041s, 1120s, 1120Ss, 1065s, and 990s. In addition to this I also prepare and review tax projections as well as notice responses. Once licensed, I will be marketing Avantax business under this entity. 2)LOCAL FIRST SPRINGFIELD POSITION: Treasurer NATURE: I am the treasurer of the board for Local First Springfield. The mission of Local First Springfield is to provide consumer education on decisions that affect independent businesses and to encourage spending with local independent businesses in and around Springfield Illinois and Sangamon County.? INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: 232 Manor Hill Dr, Chatham IL 62629, United States DESCRIPTION: Duties included are: Invoicing members, reconciling bank statements, recording transactions in QuickBooks, reporting financial statements to the board, and ensuring applicable tax returns are filed. 3) ESP WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Referring Advisor INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2025 ADDRESS: 227 South Seventh Street, Springfield IL 62701, United States DESCRIPTION: Meet with clients, work with FAs to make recommendations.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Pittman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 227 S 7th St, Springfield, IL 62701RIA
CRD#: 105644
SPRINGFIELD, IL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 227 South Seventh Street, Springfield, IL 62701BD
CRD#: 13572
SPRINGFIELD, IL
Past
October 30, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Springfield, IL
Past
September 13, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
SPRINGFIELD, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(9/5/2025)
IAR
Illinois(9/5/2025)
RR
Indiana(9/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/13/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
