Ian Lee Hanna
Professional Summary
Ian Lee Hanna, who also goes by Ian Hanna, is a registered financial advisor currently at ARC GROUP SECURITIES LLC located in Tempe, Arizona. Ian is registered as a RR (Registered Representative) and started their career in finance in 2024. Ian has worked at 1 firm and has passed the Series 63, Series 57TO, Series 79TO, Series 7TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ian Hanna
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
2 years in the financial services industry
Current & Past Employments
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Current Firm
ARC GROUP SECURITIES LLC | OBJECTIVE EQUITY, LLC
Contact Information
Main Address
398 S Mill Avenue Suite 306, Tempe, AZ 85281Mailing Address
398 S Mill Avenue Suite 306, Tempe, AZ 85281Phone Number
(928) 625-0928Established
New York since 04/06/2004Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/8/2026)
(11/3/2025)
(2/18/2026)
(10/17/2025)
(12/3/2025)
(1/14/2026)
(3/10/2026)
(1/28/2026)
(1/20/2026)
(2/19/2026)
(2/2/2026)
(1/9/2026)
(11/5/2025)
(12/23/2025)
(2/25/2026)
(2/26/2026)
(1/9/2026)
(12/18/2025)
(1/9/2026)
(1/30/2026)
(1/12/2026)
(10/17/2025)
(11/5/2025)
(11/5/2025)
(12/15/2025)
(2/6/2026)
(1/9/2026)
(1/16/2026)
(2/26/2026)
(1/9/2026)
(11/7/2025)
(1/30/2026)
(12/12/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jun 2025About the Series 79TO examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ian Lee Hanna's CRS (Customer Relationship Summary).
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