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KW

Kevin Welborn

MONTICELLO FINANCIAL GROUP
Mt. Pleasant, TX 75455
Some features on this profile are disabled
CRD#: 7922064
KW

Professional summary

Kevin Welborn is a registered financial professional currently at MONTICELLO FINANCIAL GROUP, LLC located in Mt. Pleasant, Texas.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2024. Kevin has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Welborn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 30, 2024 - Present

MONTICELLO FINANCIAL GROUP, LLC

Office #1: 107 East Eleventh Streeet, Mt. Pleasant, TX 75455
BD
CRD#: 300926
Mt. Pleasant, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(6/26/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 6/25/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 5/30/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/7/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MF
MONTICELLO FINANCIAL GROUP, LLC
MONTICELLO FINANCIAL GROUP, LLC

CRD#: 300926 / SEC#: , 8-70371

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
107 East Eleventh Streeet, Mt. Pleasant, TX 75455
Mailing Address
107 East Eleventh Streeet, Mt. Pleasant, TX 75455
Phone number
(903) 573-7979
Established
Texas since 02/07/2019
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HIGHTOWER, TIMOTHY JOEPRESIDENT/MEMBER/MANAGER/CCO2577634
AMSBERRY, RICHARD FRANCISFINOP / PFO / POO2917504
WARNER, CHRISTINE ANNECHIEF COMPLIANCE OFFICER4001584

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONTICELLO FINANCIAL GROUP, LLC

CRD#: 300926Mt. Pleasant, TX 75455

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