IL
Ian D. Longsworth
HENNION & WALSH
Boca Raton, FL 33431
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CRD#: 7920926
IL
Professional summary
Ian David Longsworth is a registered financial professional currently at HENNION & WALSH, INC. located in Boca Raton, Florida.
Ian is registered as a RR (Registered Representative) and started their career in finance in 2024. Ian has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ian David Longsworth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2024 - Present
HENNION & WALSH, INC.
Office #1: 777 Yamato Road Suite 500, Boca Raton, FL 33431BD
CRD#: 25766
Boca Raton, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/25/2024)
RR
California(7/25/2024)
RR
Colorado(7/25/2024)
RR
Florida(7/25/2024)
RR
Georgia(7/25/2024)
RR
Indiana(7/25/2024)
RR
Iowa(7/25/2024)
RR
Massachusetts(7/25/2024)
RR
Michigan(7/25/2024)
RR
Missouri(7/25/2024)
RR
New Jersey(7/25/2024)
RR
New Mexico(7/25/2024)
RR
New York(7/25/2024)
RR
Ohio(7/25/2024)
RR
Oregon(7/25/2024)
RR
Pennsylvania(7/25/2024)
RR
Texas(7/25/2024)
RR
Virginia(7/25/2024)
RR
Washington(7/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/2/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
H&
HENNION & WALSH, INC.
HENNION & WALSH, INC. | NORI, HENNION, WALSH, INC.
CRD#: 25766 / SEC#: , 8-41988
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018
Mailing Address
2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018
Phone number
(973) 299-8989
Established
New Jersey since 10/24/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HENNION, RICHARD | EXECUTIVE VICE PRESIDENT | 1315386 |
| WALSH, WILLIAM WALTER | PRESIDENT | 1174993 |
| FITZSIMMONS, PHILLIP | CHIEF COMPLIANCE OFFICER | 1625889 |
| HENNION, WILLIAM | VICE PRESIDENT | 2048378 |
| KOWALSKI, STEPHEN GEORGE | VICE PRESIDENT | 1919574 |
| MAHN, KEVIN DOUGLAS | MANAGING DIRECTOR | 2519398 |
| WURST, WENDY ANN | FINOP, TREASURER | 1902879 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 6 |
Red Flags
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Company Information
HENNION & WALSH, INC.
CRD#: 25766Boca Raton, FL 33431TRUST BUT VERIFY
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