William Walter Walsh
Professional Summary
William Walter Walsh, who also goes by Bill Walter Wash, is a registered financial advisor currently at HENNION & WALSH, INC. located in Parsippany, New Jersey. William is registered as a RR (Registered Representative) and started their career in finance in 1983. William has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bill Walter Wash
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
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Disclosures on record.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
HENNION & WALSH, INC. | NORI, HENNION, WALSH, INC.
Contact Information
Main Address
2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018Mailing Address
2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018Phone Number
(973) 299-8989Established
New Jersey since 10/24/1989Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HENNION, RICHARD | EXECUTIVE VICE PRESIDENT | 1315386 |
| WALSH, WILLIAM WALTER | PRESIDENT | 1174993 |
| FITZSIMMONS, PHILLIP | CHIEF COMPLIANCE OFFICER | 1625889 |
| HENNION, WILLIAM | VICE PRESIDENT | 2048378 |
| KOWALSKI, STEPHEN GEORGE | VICE PRESIDENT | 1919574 |
| MAHN, KEVIN DOUGLAS | MANAGING DIRECTOR | 2519398 |
| WURST, WENDY ANN | FINOP, TREASURER | 1902879 |
Disclosures
Regulatory Event
12Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/22/1994)
(8/25/1993)
(7/9/1998)
(2/27/1990)
(6/8/1992)
(3/19/1990)
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(11/4/1992)
(7/21/1998)
(2/15/1990)
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(6/9/1993)
(2/7/1990)
(12/10/1992)
(7/7/1992)
(4/26/1994)
(10/15/1992)
(3/13/1990)
(3/2/1990)
(10/28/1992)
(4/21/1994)
(7/22/1992)
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(4/12/1990)
(6/19/1990)
(7/26/1993)
(12/8/1992)
(2/8/1993)
(7/24/1998)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Walter Walsh's CRS (Customer Relationship Summary).
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