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Michael A New

FRONTIER SECURITIES
Richmond, VA
·CRD# 7918893·2 years experience

Professional Summary

Michael A New is a registered financial advisor currently at FRONTIER SECURITIES located in Richmond, Virginia. Michael is registered as a RR (Registered Representative) and started their career in finance in 2024. Michael has worked at 2 firms and has passed the Series 63, Series 82TO, Series 79TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

FRONTIER SECURITIES·CRD# 136102
BD
1. 3307 Church Road, Suite 220, Richmond, VA 232332. 3307 Church Road Suite 220, Richmond, VA 23233
January 29, 2025 - Present
FIFTH WALL SECURITIES, LP·CRD# 329185
BD
Atlanta, GA
August 1, 2024 - February 12, 2025

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Current Firm

FS
FRONTIER SECURITIES

FRONTIER SECURITIES | FRONTIER SOLUTIONS, LLC

CRD#: 136102 / SEC#: 8-66972
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

3307 Church Road Suite 220, Richmond, VA 23233

Mailing Address

3307 Church Road Suite 220, Richmond, VA 23233

Phone Number

(804) 918-2368

Established

Georgia since 05/03/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ASPEN PARTNERS LLCMANAGING MEMBER—
TERRY, DEBORAH HOLLANDFINOP/CFO5680197
VICK, GEORGE DAVIS IVCHIEF COMPLIANCE OFFICER3006623

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/29/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2024About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Apr 2025About the Series 82TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Aug 2024About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed May 2024About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael A New's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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