George Davis Vick Iv
Professional Summary
George Davis Vick IV is a registered financial advisor currently at FRONTIER SECURITIES located in Richmond, Virginia and DOMINION PARTNERS, L.C. located in Glen Allen, Virginia. George is registered as a RR (Registered Representative) and started their career in finance in 2007. George has worked at 4 firms and has passed the Series 66, Series 99TO, Series 79TO, SIE, Series 7, Series 22, Series 14, Series 24, Series 27 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
DOMINION PARTNERS, L.C.
Contact Information
Main Address
4801cox Road, Ste 104, Glen Allen, VA 23060Mailing Address
4801cox Road, Ste 104, Glen Allen, VA 23060Phone Number
(804) 418-6269Established
Virginia since 07/16/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/26/2023)
(11/26/2023)
(2/12/2020)
(11/26/2023)
(11/26/2023)
(11/26/2023)
(2/1/2021)
(11/26/2023)
(7/8/2026)
(11/26/2023)
(3/6/2020)
(2/12/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Aug 2020About the Series 79TO examSeries 22 — Direct Participation Programs Representative Examination
Passed Apr 2007About the Series 22 examSeries 39 — Direct Participation Programs Principal Examination
Passed Jun 2007About the Series 39 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view George Davis Vick IV's CRS (Customer Relationship Summary).
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