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TC

Troy D. Clapper

BALANCED SECURITY PLANNING
Newport Beach, CA 92660
Some features on this profile are disabled
CRD#: 7917459
TC

Professional summary

Troy David Clapper is a registered financial professional currently at BALANCED SECURITY PLANNING, INC. located in Newport Beach, California.

Troy is registered as a RR (Registered Representative) and started their career in finance in 2026. Troy has worked at 1 firm and has passed the Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Troy David Clapper's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2026 - Present

BALANCED SECURITY PLANNING, INC.

Office #1: 4701 Teller Avenue, Newport Beach, CA 92660
BD
CRD#: 4038
Newport Beach, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 3/24/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/2/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BALANCED SECURITY PLANNING, INC.
BALANCED SECURITY PLANNING, INC.

CRD#: 4038 / SEC#: , 8-14842

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
4701 Teller Avenue, Newport Beach, CA 92660
Mailing Address
4701 Teller Avenue, Newport Beach, CA 92660
Phone number
(949) 404-2300
Established
Florida since 05/29/1969
Firm type
Corporation
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LIBERTAS FINANCIAL, LLCOWNER
GOPIAO, GEORGE NICOLASCCO, CEO2113470
KIRSCHENBLATT, CHAD ETHANFINOP2503352

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BALANCED SECURITY PLANNING, INC.

CRD#: 4038Newport Beach, CA 92660

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